Is kestra financial a registered broker? About Kestra Financial Kestra Financial, Inc. is the parent company of Kestra Investment Services, LLC (Kestra IS) member FINRA/SIPC, Kestra Advisory Services, LLC (Kestra AS), Kestra Private Wealth Services, LLC (Kestra PWS), and Kestra Institutional Services, LLC. Kestra IS is a registered broker-dealer.What kind of services does kestra offer? We’ve built an industry-leading technology platform and offer a wide range of tools and services, all to help them achieve their goals. 1. As of Dec. 31, 2020, assets include Kestra Investment Services, LLC, Kestra Advisory Services, LLC, Kestra Private Wealth Services, LLC, and Kestra Institutional ServicesWhy choose keykestra financial? Kestra Financial leads the industry in wealth management, service and technology solutions, and practice enrichment. Our independent RIA and broker/dealer services are powered by over 20 years of industry experience and are taking flight to elevate the level of personalized service you deserve.What is kestra financial business continuity plan disclosure? Kestra Financial Business Continuity Plan Disclosure Kestra Financial is committed to providing timely service to our clients. This document is to inform you of our ability to respond to certain business disruptions.