What does hilltop securities do? HilltopSecurities is a financial services company headquartered in Dallas. The company is a broker-dealer and Registered Investment Adviser that provides investment banking and financial advisory services. It was founded in January 2016 from the merger of two Dallas-based financial firms, FirstSouthwest Company and Southwest Securities, Inc.How many advisors does hilltop have? Hilltop Securities, registered in 1998, serves 51 state (s) with a licensed staff of 110 advisors. Hilltop Securities manages $1.8 billion and provides investment advisory services for 3,305 clients (1:31 advisor/client ratio).When was hilltopsecurities founded? It was founded in January 2016 from the merger of two Dallas-based financial firms, FirstSouthwest Company and Southwest Securities, Inc. HilltopSecurities is led by M. Bradley Winges, president and CEO. Former CEO, Hill A. Feinberg, serves as chairman.Does hilltop securities eat your own cooking? Hilltop Securities has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client.
About Us. HilltopSecurities helps advance the financial opportunities of communities, businesses, and individuals alike. But that’s only part of the story. Our work redefines the idea of community involvement and impacts what matters most: the city you love, the company you work for, and the financial future of you and your family.